A description of/introduction to the project goes here, along with credits, context, etc.
Formalities: Notice
Foreign and comparative influence on the 1976 Copyright Act
Foreign and comparative influence on the 1976 Copyright Act
Evidence Index
Evidence Passages
Study 7
1960
Text:
Copyright Office Study 7 Copyright Notice, 1960 [footnotes omitted]
B. INTERNATIONAL COPYRIGHT "BERNE" CONVENTIONS
The revisions made by the Berlin Convention of 1908 brought about a fundamental change. The second paragraph of article 4 provided as follows:
The enjoyment and the exercise of these rights shall not be subject to the performance of any formality; such enjoyment and such exercise are independent of the existence of protection in the country of origin of the work.
This provision has been incorporated without appreciable change in the latest revisions of the "Berne" Convention-the Rome Convention of 1928 and the Brussels Convention of 1948. The second paragraph of article 4 provided as follows: The enjoyment and the exercise of these rights shall not be subject to the performance of any formality; such enjoyment and such exercise are independent of the existence of protection in the country of origin of the work. This provision has been incorporated without appreciable change in the latest revisions of the "Berne" Convention-the Rome Convention of 1928 and the Brussels Convention of 1948.147 The original 1886 convention contained two provisions specifically requiring a "notice" (that is, a statement of reservation) as a condition of certain rights. First, article VII permitted free reproduction of "articles from newspapers or periodicals * * * unless the authors or publishers have expressly forbidden it," and provided that "[f] or periodicals it shall be sufficient if the prohibition is indicated in general terms at the beginning of each number of the periodical." The principle of this provision has been incorporated in all later revisions of the convention, although in somewhat different and more limited form. The Paris revision of 1896 148 excluded from the provision's effect "[s]erial stories, including tales;" for other types of articles unauthorized use could be prevented only if "the authors or editors shall have expressly declared in the newspaper or periodical itself in which they shall have been published that reproduction is forbidden. The provision was simplified in the Berlin revision of 1908,149 and appears as article 9 in the Rome Convention of 1928 and the Brussels Convention of 1948; in the latest revision it reads as follows:
2. Articles on current economic, political or religious topics may be reproduced by the press unless the reproduction thereof is expressly reserved;
The other specific "notice" provision of the 1886 convention 150 referred to the right of musical performance, and read as follows: The stipulations of article II [the right of national treatment] shall apply equally to the public performance of unpublished musical works, or of published works in which the author has expressly declared on the title page or commencement of the work that he forbids the public performance thereof. The Berlin Convention of 1908 specifically abrogated this requirement, and instituted a provision which has appeared in all of the later revisions:
3. In order to enjoy the protection of this article [the right of public performance]. authors shall not be bound, when publishing their works, to forbid the public presentation or performance thereof. The various "Berne" Conventions also contains a few provisions which would permit contracting states to require a notice for certain purposes. For example, the latest revision (the Brussels Convention of 1948), in addition to permitting the requirement of a notice for articles of current interest, provides that it shall be a matter for domestic legislation to determine the conditions under which works of applied art may be protected, and the conditions under which lectures and similar works may be reproduced by the press.
C. THE UNIVERSAL COPYRIGHT CONVENTION
It is generally recognized that the Universal Copyright Convention, signed at Geneva in 1952, represents an effort to reconcile the fundamental differences between those countries which base copyright protection on the performance of certain formalities, and those which do not. 155 The foundation stone on which the convention is built is that provision of article III which reads as follows:
1. Any Contracting State which, under its domestic law, requires as a condition of copyright, compliance with formalities such as deposit, registration, notice, notarial certificates, payment of fees or manufacture or publication in that Contracting State, shall regard these requirements as satisfied with respect to all works protected in accordance with this Convention and first published outside its territory and the author of which is not one of its nationals, if from the time of the first publication all the copies of the work published with the authority of the author or other copyright proprietor bear the symbol © accompanied by the name of the copyright proprietor and the year of first publication placed in such manner and location as to give reasonable notice of claim of copyright.
It is worth noting that the compromise embodied in this provision involves the use of a prescribed form of notice as a substitute for other types of formalities.
V. THE COPYRIGHT NOTICE IN THE LAWS OF FOREIGN COUNTRIES
A. GENERAL NOTICE PROVISIONS
Notice as a condition of copyright
As will be seen below many countries require a notice with respect to particular classes or uses of copyrighted works. In addition there are five countries, other than the United States, which appear to require some sort of notice as a fundamental condition of copyright protection. The statute of the Philippines which is patterned after that of the United States, requires both publication with notice and registration as conditions of copyright in published works, and contains a comparatively simple notice provision: SEC. 16. The notice of copyright required by section eleven of this Act shall consist of the word "Copyright" accompanied by the name of the copyright proprietor and the year in which the copyright was registered.
. . .
Notice mandatory but not as a condition of copyright
The new Mexican copyright statute, which came into effect in January 1957, embodies an interesting approach to the notice problem. Article 23 provides as follows:
Published works protected by this law shall bear the expression "derechos reservados" (rights reserved), or its abbreviation "D.R.," followed by the symbol © and the full name and address of the copyright owner and an indication of the year of first publication. These particulars shall be placed in such manner and location that they shall be readily visible and give clear notice of claim of copyright. However, the indication of the reservation of copyright in this or any other form shall not be an essential condition for the protection of the work, but shall render any publisher who omits them liable to the sanctions prescribed by this law. [Emphasis supplied.] . . .
The copyright laws of three countries (Republic of China, Liberia, and El Salvador) appear to require a notice for published works, but do not make clear what consequences follow from failure to use a notice. The Chinese copyright statute provides that no action against an infringer may be instituted until registration has been made, and the regulations issued under the statute in 1944 provide for a notice to appear on registered works, as follows: SECTION 6. Any literary or artistic work which has been registered shall bear the inscription "Registered by the Ministry of lnterior on (day) ________________ (month) (year)" and the certificate number, on the last page of the said work. . .
B. Special Notice Provisions [omitted]
…
VI. PROPOSALS SINCE 1909 FOR REVISION OF THE NOTICE REQUIREMENTS
A. THE DALLINGER BILL, 1924
One of the earliest of the general revision bills designed to permit the United States to become a member of the Berne Copyright Union was H.R. 9137, which was introduced by Representative Dallinger on May 9, 1924. The bill provided that no notice was to be required as a condition of copyright, but permitted the use of a notice consisting of the word "Copyright" or the abbreviation "Copr.", accompanied by the name of the copyright proprietor.
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OTHER DEVELOPMENTS, 1928-32
While the Vestal bills for general revision of the law were being considered, other attempts were being made to modify the copyright law only to the extent necessary to permit the United States to become a member of the Berne Union. Typical of the bills introduced for this purpose was H.R. 15086, which was submitted by Representative Vestal to the 2d session of the 70th Congress on December 10, 1928.
This bill provided for the elimination of formalities with respect to works of foreign authors in the following fashion:
SEC. 2. * * * foreign authors who first publish their works in any country which is a member of the Copyright Union, as well as all authors who are within the jurisdiction of one of the countries of the said union, shall enjoy for their works, whether unpublished or published for the first time in one of the countries of the said union, such rights as the laws of the United States now accord or shall hereafter accord to citizens of the United States, as well as the rights specially accorded by the said convention: * * *
SEC. 3. The enjoyment and the exercise by such authors of the rights and remedies accorded by the copyright laws of the United States and the said convention shall not be subject to the performance of any formalities other than such as are authorized by the said convention, and such authors shall not be required to comply with the provisions of the copyright laws of the United States as to publication with notice of copyright, * * * This and similar measures, which would have had no effect upon the notice requirements for domestic works, were never reported from committee. On March
…
F. THE DUFFY BILL AND OTHER DEVELOPMENTS,
1933-36 Senator Dill reintroduced his general revision bill in the 73d Congress on March 13, 1933 (S. 342), but no further action was taken on it. On May 31, 1933, a short bill, H.R. 5853, was introduced by Representative Luce to permit the United States to become a member of the Berne Union by exempting works of foreign authors from compulsory formalities; the bill was also introduced in the Senate by Senator Cutting as S. 1928 on June 10, 1933. On February 16,1934, Secretary of State Cordell Hull recommended to President Roosevelt that the United States adhere to the Berne Convention. The President sent this recommendation to the Senate for advice and consent, and not long thereafter hearings were held on S. 1928 326 by the Senate Foreign Relations Committee. Opposition developed to the adherence of the United States to the Berne Convention, and near the close of the hearings, it was suggested that the Secretary of State confer with the various conflicting interests and report later to the Senate Committee. As a result, the Interdepartmental Committee on Copyright, headed by Dr. Wallace McClure of of the State Department, was organized. Representatives by the Copyright Office and the Department of Commerce were included on this committee, which formulated a bill, S. 2465,328 later introduced in the Senate on March 13, 1935, by Senator Duffy. A second draft of this bill was introduced by Senator Duffy on May 13, 1935.329 This bill was favorably reported by the committee 330 and passed the Senate on August 7, 1935.33
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THE SHOTWELL COMMITTEE BILL AND OTHER DEVELOPMENTS, 1937-41
Various revisions of the Daly bill, which substantially incorporated the notice provisions of the Duffy bill, were introduced in both houses of Congress between 1937 and 1941; although they attracted some attention, no action was taken on any of them. The most significant development during this period actually took place outside of Congress. A Committee for the Study of Copyright, headed by Professor James T. Shotwell of Columbia University, was organized within the framework of the National Committee of the United States of America on International Intellectual Cooperation, a group related to the League of Nations' Committee on Intellectual Cooperation: its purpose was essentially to draft a new general revision bill permitting the United States to join the Berne Union.
The Shotwell Committee, which was composed of representatives of most of the major groups interested in copyright, held a number of meetings during 1938 and 1939. The fullest discussion of the notice requirements occurred during one of the early sessions, at which representatives of the authors' groups urged the unfairness of a situation in which an author's rights can be irretrievably lost because of a technical error on the the part of a publisher over which the author himself has no control. The motion picture representatives, on the other hand, maintained that the notice is of great value to users; and they argued for a stricter system of recording transfers of rights under a copyright. On the notice question, the position of the motion picture interests was summarized as follows:
When a man has common law rights, it is true he doesn't need any notice or registration of any sort, and can hold someone for infringement, but we must not forget he has only his common law rights so long as he withholds the work from publication, and then he has them perpetually, but once (excluding the fact that a performance is not publication) he puts it in print, he has no common law rights any longer, and people interested want to know whether or not the work is in the public domain. A proposal to permit publication without losing what would have been previously the common law rights, by not putting any notice on it, will make it extremely difficult to tell when works fall into the public domain.
At one point in the discussion it was suggested for the authors that, since users almost invariably conduct their own investigations rather than relying solely on the notice for information concerning the copyright, the notice actually serves no real purpose. A representative of the broadcasters replied:
That isn't invariably true. The convenience of notice to us is that it gives us the starting point * * *. It is a great convenience for us to have that starting point. I am not saying that the author should lose all of his writings if the publisher omits doing it. I say it is good for us to have it and we would like to have it encouraged if not made compulsory, by making it attractive to do it.
The "Shotwell Committee" bill was introduced by Senator Thomas as S. 3043 343 on January 8, 1940. It provided that copyright was to be extended "without compliance with any conditions or formalities," 349 and it would have restored (without prejudice to users who had already begun an undertaking) the copyright in works which had previously been published with defective notices. The bill contained indirect recognition that notices of copyright could be used voluntarily, 351 but included no indication as to the preferred form and position of the permissive notice, and offered no incentives for the use of such a notice. Section 17(3) provided:
The failure to register any claim to copyright, or to record a grant, or to publish any work with notice of copyright, shall not affect the validity of any copyright or right therein, nor impair the rights of the author or other owner thereof, except as in this act otherwise expressly provided.
There were no hearings or further action on the "Shotwell Committee" bill. Nevertheless, it is of some historical importance, not only because of the thoroughness with which it was prepared, but also because it represents the last full-scale effort at reconsideration of the U.S. copyright notice requirements.
. . .
Some of the objections to the present notice requirement might no doubt be minimized by a more liberal and flexible specification of the form and position of the notice. As to position, for example, consideration might be given to a provision along the lines of the Universal Copyright Convention, which provides that the notice be "placed in such manner and location as to give reasonable notice of claim of copyright." And as to form, it might be provided that an error in the name or the year date would not invalidate the notice, and could be cured by the recording of corrective data in the Copyright Office. (p. 48)
VII. Review of Basic Problems
THE ISSUES RAISED BY COPYRIGHT NOTICE
The opponents of notice as a fundamental condition of copyright have attacked the general principle on four major grounds:
1. Notice is anomalous.-Everyone is entitled to the fruits of his labor; the notice requirement, which forces an author to make an affirmative claim or forfeit copyright protection, is in basic conflict with this principle.
2. Notice is anachronistic.-Most of the other countries of the world have no general notice formalities, and in clinging to the requirement the United States is hopelessly behind the times.
3. Notice is useless.-Since anyone wishing to determine the ownership or expiration date of a copyright must necessarily go beyond the notice, it is in reality a meaningless technicality.
4. Notice is unjust and oppressive.-Many copyrights are lost because of technical defects in the notice over which the author had no control; an author is not a businessman and is not equipped to deal with complex formalities.
The leading arguments in support of a notice requirement may be summarized as follows:
1. Notice is socially desirable.-No one is interested in copyrighting the large majority of published works but, without formalities, they would be pointlessly kept in the private domain for many years; this would inevitably hamper scholarship and free cultural interchange.
2. Notice fits the US situation.-Far from being an outmoded concept, notice is increasingly needed to meet the demands for copyright information created by technological developments and the growing number of "secondary users."
3. Notice accords with the U.S. theory of copyright.-Copyright in the United States is a limited grant of a monopoly to provide an incentive to creation, rather than a natural right of the author. It is thus appropriate to require the author to fulfill certain conditions which are of benefit to the public.
4. Notice is effective in practice.-Notice fulfills a vital function in informing the public that a claim exists, and in providing users with at least a starting point for determining ownership and duration. The burden of affixing a notice is generally very slight.
These opposing arguments can be elaborated almost endlessly, and much support can be found for both points of view. It is not the purpose of this paper to reach conclusions, but simply to frame the basic issues presented by notice in the general revision of the copyright law. In essence, the arguments for and against a notice requirement may be said to revolve around two opposing aims:
On the one hand, to assure to all authors the benefit of copyright protection for all of their works.
On the other, to facilitate the dissemination of works, by allowing free use of works in which no claim to copyright is asserted, and by giving prospective users a readily available starting point for determining the ownership and duration of copyright when a claim is asserted. (p. 47)
ABOLISHMENT OF THE NOTICE
Complete elimination of the notice requirements has been urged by the author-publisher groups, as simplifying the securing of copyright. If notice were eliminated, there would also be no necessity for dealing with the complicated details of the notice requirements in various kinds of works. On the other hand, it has been urged that a provision bringing all published works into the private domain would hamper the dissemination and scholarly use of copyright material.
C. INCENTIVES FOR VOLUNTARY USE OF NOTICE One of the principal arguments advanced by the opponents of compulsory notice is the injustice of having copyright forfeited irrevocably for failure to observe the technical requirements of notice. On the other side, one of the principal arguments of those favoring notice is the importance of protecting innocent users, who had relied on the absence of notice, against liability for infringement. As noted above, some of the earlier revision bills have attempted to reconcile these opposing views by a system under which notice is a condition of certain remedies but not of the right itself. These bills would have permitted copyright to subsist without a notice, but would have limited the remedies against an infringer who relied on the absence of notice, either to an injunction against future infringement, or to a reasonable license fee.
. . . D. The Specific Notice Requirements
There has been general agreement that the notice provisions of the present law leave much to be desired. Some of the requirements are ambiguous, others are incomplete, and still others are ill adapted to present-day media of expression. By requiring the notice to meet very limited and specific conditions as to form and position, the present statute has appeared to many as unduly restrictive and as resulting in a number of cases of technically faulty notices.
Some of the objections to the present notice requirement might no doubt be minimized by a more liberal and flexible specification of the form and position of the notice. As to position, for example, consideration might be given to a provision along the lines of the Universal Copyright Convention, which provides that the notice be "placed in such manner and location as to give reasonable notice of claim of copyright." And as to form, it might be provided that an error in the name or the year date would not invalidate the notice, and could be cured by the recording of corrective data in the Copyright Office.
If some form of notice is to be retained, consideration must also be given to the clarification of other details, including the notice on collections of copyrighted works, the requirement of a notice on works published abroad, the year date or dates in a revised edition, and the notice on a sheet reproducing a work repetitively. These questions, while of great practical importance, are subsidiary to the basic issues raised by the copyright notice. Analysis of detailed alternatives on these points is not within the scope of the present paper.
Study 7 · comments
Tannenbaum
1958
Text:
Samuel Tannenbaum
With respect to the position of the notice, the same language used in the above subd. 1, of the Universal Copyright Convention, should be a satisfactory amendment to the U.S. copyright law, to wit, that a notice be inserted "in such manner and location as to give reasonable notice of claim of copyright". Aside from the advantages relating to the substantive copyright law, from the practical view point the advisability of continuing the use of the notice of copyright in one form or another, is evident by reason of the following:
1. In most cases, the statutory notice affords notice to the public as to whether or not the author has elected to claim the benefits of statutory copyright protection.
2. It facilitates the determination as to whether the copyright of the work has been renewed or not. It would also indicate whether the copyright had expired, if more than 56 years had elapsed.
3. It would expedite the time consumed in the search required for determining the existence, validity and ownership of the copyright, rights thereunder, and uses of the work involved.
Study 7 · comments
Brown
1958
Text:
Ralph S. Brown
The careful marshaling in the Copyright Office study of the arguments for and against any requirement of notice as a condition for protection leaves me with a conviction that mandatory notice should be retained for published works. Even if we are out of step with most of the rest of the world, the notice requirement does not preclude international cooperation, as exemplified by the UCC. The historic conception of copyright in this country as a legal monopoly seems to require that some assertion should be made by those who wish to have the advantage of the monopoly. Notice seems best adapted for this purpose, since it is easy for the author to accomplish, and directly warns the would-be copier that a claim of copyright is made with respect to the work.
With respect to an infringer who is misled by the accidental omission of a notice from some copies, or by its unauthorized omission by a licensee or another infringer, there seems to be considerable merit in giving him immunity from all remedies except an injunction. In this connection, he should have some protection for an undertaking innocently begun. The language of section 8 of the proposed Designs of Useful Articles bill seems well adapted for this purpose.
Many of the objections to notice would be lessened if the technicalities could be diminished. It seems clear that the present statute and the older cases have been quite unnecessarily rigorous. So long as the essentials of a claim of copyright, by any appropriate word or symbol, the date, and some identification of the author are included, there should be no insistence on an exact formula. As for the position of a notice, the provision of the UCC placed in such manner and location as to give reasonable notice"-should be a sufficient statutory guide. I suppose some explicit statutory provision for curing postdated notices would be necessary to overcome the decisions that invalidate copyrights the date of which is later than the actual date of publication. I should have thought that a requirement of notice on the foreign editions of works first published abroad was burdensome (considering its inconsistence with foreign practice), and that the absence of such notice should not preclude the obtaining of an American copyright. In other words, I am (though on very imperfect information) in sympathy with the majority position in Heim v . Harris. However, since the UCC apparently looks in a different direction it seems appropriate for our domestic law to accent its requirement of notice on works published abroad.
Study 7 · comments
Derenberg
1958
Text:
Comment by By Walter J. Derenberg MARCH 21, 1958
Since this admirable study gives the complete historical and legislative background of the present notice provisions and also offers an enlightening survey of the respective provisions in the laws of foreign countries, it will not be necessary here to do more than briefly indicate my personal views with regard to the issues summarized at page 48 of the study.
It has always been my belief that the present notice provisions of the Act of 1909 are an anachronism and have resulted in innumerable instances in the loss of copyright on highly technical grounds.
This, in my opinion, has always been a most undesirable situation but has become almost intolerable since ratification by the United States of the Universal Copyright Convention. While the new Convention notice, © may now be used by U.S. authors and authors of works first published here on any type of work, as provided by Public Law 743, it still remains true that with regard to all other notice requirements concerning such works the notice provisions of the Act of 1909 continue to apply. In other words, a U.S. author may still not put the © at any place where it can be "reasonably seen" as provided in article IlLl of the Universal Convention, but must continue to comply with the rigid requirements of sections 18 and 19 of the Act of 1909. This result followed from our policy in seeking enactment of Public Law 743 not to go beyond the minimum changes which were required in our domestic law for the purpose of enabling the United States to ratify the Convention. In my opinion, any complete revision of the Copyright Act of 1909 should certainly eliminate all existing notice requirements for works first published here which would go beyond the requirements of article IIL1 of the Universal Convention. In other words, if any notice requirements at all were retained, it should suffice for any kind of copyrighted work if the symbol © accompanied by the name of the copyright proprietor and the year of first publication were placed "in such manner and location as to give reasonable notice of claim of copyright." I, however, would readily endorse any legislative proposal which would not even go as far as the Universal Convention but which would approach the philosophy underlying the Berne Convention and the laws of the vast majority of foreign countries, to the effect that no copyright notice whatever should be required as a condition to the securing of copyright protection. In other words, I would favor a provision such as was included in the Shotwell bill of 1940, S. 3043, which provided that copyright was to be extended "without compliance with any conditions or formalities.'
Register's 1961 Report
7/10/61
Text:
Register’s 1961 Report (House Judiciary Committee Print (7/10/61 [Issued])
B. Arguments For and Against the Notice Requirement
c. Identifying the copyright owner
The notice indicates who is the copyright owner at the time of publication. In foreign countries where no notice is required, the laws commonly provide that if the author is identified in the copies of the work, he is presumed to own the copyright; otherwise the publisher named in the copies is presumed to be the copyright owner. In a substantial number of instances, however, the notice required by our law shows that the copyright owner is someone other than the person to whom such a presumption would apply.
2. Objections to the Notice Requirement
The elimination of the notice requirement would mean that everything potentially copyrightable is under copyright protection. With some exceptions for particular kinds and uses of works, this is the state of the law in most foreign countries. Advocates of eliminating our notice provision argue that, as a matter of principle, all authors are entitled to have copyright in all their works without any requirement that they assert their desire for copyright protection. They urge that it is unjust to deprive an author of copyright because of his failure to comply with a technical notice requirement.
( 3 ) Application of formal requirements to foreign works.-The protection of foreign works by virtue of a proclamation, like the protection of domestic works, depends upon compliance with the general requirements of our statute for securing or maintaining copyright. These include the requirements of a copyright notice on published copies, the deposit of copies for registration of the copyright claim, and the manufacture of copies of certain works in the United States.
Aside from the copyright notice, these requirements impose a much greater practical burden on foreign authors than on domestic authors. As noted below, these formal requirements are mainly eliminated for foreign works protected under thc Universal Copyright Convention if they are published with a prescribed notice. And apparently the same result was contemplated under the Buenos Aires Convention.
. . .
(2) The Universal Copyright Convention.-The underlying principle of the Universal Copyright Convention is "national treatment each country is to protect the works originating in other member countries on the same basis as it protects the works of its own nationals. In addition, the UCC specifies certain minimum standards of protection. Section 9(c) was added to our statute in 1954 (effective in 1955) to make it conform with the terms of the Convention.
Section 9(c) extends the statute to the works of authors who are citizens or subjects of a foreign country that is a party to the UCC, and also to the works of any foreign author first published in a Convention country. It also provides that if the published copies of a foreign work eligible for protection under the UCC bear a prescribed copyright notice, the work is exempt from-
(a)The general requirement of deposit and registration (except as a prerequisite to suit) ;
(b) The requirement of domestic manufacture for certain works;
(c) The importation limit of 1,500 copies for certain works; and
(d) The requirement of a special proclamation for the extension of mechanical recording rights to foreign musical works.
(3) The Buenos Aires Convention.-The Buenos Aires Convention provides for copyright protection among the adhering American republics on the general basis of "national treatment" in each country for the works of the citizens or domiciliaries of the other countries. Although it is not clear on this and other points, the Convention ap- pears to apply only to works published in one of the member countries.
There are no provisions in our statute implementing or referring specifically to the Buenos Aires Convention. It was declared to be in effect, however, by a presidential proclamation. The Convention appears to contemplate that, under certain conditions, a work of another member country would be entitled to protection in the United States without compliance with some of the formal requirements of our statute
As of the date of this report, 7 of the 16 Latin American members of the Buenos Aires Convention have also adhered to the Universal Copy- right Convention, and others will undoubtedly join. Until all 16 have done so, however, our copyright relations with some of the Latin American countries will continue to be governed by the Buenos Aires Convention.
There remain the countries that do not belong to either the Universal or Buenos Aires Conventions 15 "proclaimed" countries and 40 or more countries with which we have no copyright relations. It is here that we may find an opportunity to simplify the protection of foreign works and to improve our international copyright relations.
Panel Discussion & Comments (Part 2)
2/15/63
Text:
Panel Discussion and Comments on 1961 Report (Part 2) (2/15/63 [Issued])
Panel Discussion & Comments (Part 2)
Karp
2/15/63
Text:
Mr. Karp: Mr. Kaminstein, I think that perhaps Mr. Tannenbaum’s question relates more to the basic problem of just how useful a purpose the notice provision serves in the whole area of enabling the would-be copyist to decide whether it is now safe for him to copy the work (or the would-be "user"-I don't mean the term derogatorily). And I think that there are so many instances in which notice serves no practical means of determining whether a work is or isn't in copyright that it might be wise to consider once again the thinking of some of us who, as Mr. Schulman mentioned, believe that notice should not be a requirement for copyright.
In addition to that circumstance that Mr. Tannenbaum mentions- where you have a work that may have actually been in copyright for 20 years. and is just published, and bears a publication date 20 years after the time that the term of copyright began to run, anyone who re- lied only on the notice would have been misinformed by 20 years- you have the circumstance of a book published in Europe. (And I assume that you're not going to require that works published abroad must bear U:S. copyright if they are circulated abroad. Am I right or wrong about that? I wasn't quite clear on that in the report.) What happens, if this proposal is enacted, in the case of a book published in Europe? As it is now, it would not require a copyright notice here, would it?
Mr. Kaminstein: Yes, it would. And the UCC does provide for requiring a notice now.
Mr. KARP. If it's not circulated in the United States?
Mr. Kaminstein: In other words, this was intended to overrule the Hein doctrine. (p. 114)
Panel Discussion & Comments (Part 2)
Kaminstein
2/15/63
Text:
Mr. KAMINSTEIN. Incidentally, I am not sure that you understood the purport of our recommendations in that case. We don't propose to treat these other countries as though they had joined the UCC. They would still have to meet all the requirements of our own statute.
Mr. KAMINSTEIN. I think this is a perfectly valid argument. And it is a question of judgment as to which carrot is going to be more attractive. Mr.Olsson did you want to-
Panel Discussion & Comments (Part 2)
Pilpel
2/15/63
Mrs. Pilpel: Now I am aware that any simple-sounding proposal would, when submitted to any group--and particularly this group-pretty soon become at least as complicated as the Copyright Office report. But, bearing that in mind, I would nonetheless like to make the following
suggestion. I don't see why there could not be the simple copyright notice as stated in the UCC-both in terms of wording and in terms of location.
…
Panel Discussion & Comments (Part 2)
Schulman
2/15/63
Mr. Schulman: But not today. But let me point this out. What is there, in our own situation, which differentiates us from the whole world? Here we have a report in the Times last Sunday that in Great Britain there were published approximately twice the number of books that we've published in the United States last year. Well, they are people who believe in copyright, and they have the same problems as we have in this country about the use of works by scholars and others. Yet there is no requirement in England, or any of the Commonwealth countries, for a notice, and there is no dedication of a work to the public for failure to inscribe a notice.
Here we have the whole Common Market area, of which we hear a great deal, comprising a population of about 270 million people, an area larger than ours-a flourishing motion picture industry, a flourishing publishing industry, in France, and Italy, and the Scandinavian countries. And yet they get along without notice, and nobody has ever yet failed to find an author or a publisher of a work. (p. 126)
Mr. Schulman: We might under such circumstances relax the notice requirement only to the point of permitting a notice to be placed as provided in the Universal Copyright Convention.
Panel Discussion & Comments (Part 2)
Dubin
2/15/63
Mr. Dubin. In the earlier part of the discussion, when we were discussing the question of notice, John pointed out some of the situations that exist in some of the Central and South American countries. Now there they've combined a double standard both as to notice, deposit, and registration. Certain acts are required to be accomplished within a certain period of time. Then there's continued protection. In other words, neither deposit, nor notice, nor registration is a condition of obtaining protection in the first instance. It is a condition in order to maintain protection. And your judicial rights are suspended until such time as you do comply.
They give you a certain period of time. In some of the countries you have a year within which to provide for deposit and registration. In other countries you have a notice, not as a prerequisite, but in order to maintain protection. Now if, within the period of 5, 10, 15, or 20 years-as the case may be, depending upon the laws of the particular jurisdiction-you fail to comply with the formalities, then you lose protection. But at least your rights are there; they are merely suspended until you do comply. I think that's what you had in mind this morning, did you not John? . . .
Panel Discussion & Comments (Part 2)
Sargoy
2/15/63
Mr. Sargoy: One of the reasons strongly beguiled by you, as Barbara indicated, was to encourage adherences by these other nations to the UCC. Now, UCC works are presently exempt, as you pointed out, from deposit and registration (save only as a condition precedent to suit), from the manufacturing requirements, from import limitations on works enjoying ad interim protection, and from the requirement of a special proclamation for extension of mechanical recordings to foreign musical works. But, under your proposals for a new act, most of these things would disappear except only (this is for the nonnational getting protection in the United States) for the possibility of deposit being a condition of copyright-which, I think, is not too likely. There may be penalties for failing to make a deposit, but not as a condition of copyright.
Mr. SARGOY. That's right, but you are eliminating many of the U.S. requirements that now make it advantageous to join the UCC. Under your proposed law, there'd be really no incentives left for joining the UCC-under the new type of law that you are proposing. I merely toss in for consideration that, to encourage countries getting into the UCC, some provisions might possibly be made as to these non-UCC nationals-as to whether their works should be protected only if they will, say, register them in the Copyright Office in the United States-and then only as to infringements committed after registration.
Panel Discussion & Comments (Part 2)
Olsson
2/15/63
Mr. OLSSON. No, I didn't raise my hand, Kami. However, I have previously expressed myself in writing pretty much in accord with the views of those who have just spoken.
Panel Discussion & Comments (Part 2)
Finkelstein
2/15/63
Mr. FINKELSTEIN. I can see some merit in the Register's proposal that foreign authors not be deprived of copyright in the United States because of what their own Government is doing in their own country with respect to American works. I can see this advantage- that, if the time comes when we have a treaty with a foreign country, the treaty could be made effective as to some works that had been written or published in the past.
I wonder if we could have some departure from the present provision and say instead of copyright being denied to these authors that remedies be denied for the time being-so that, if we enter into a subsequent treaty with our respective countries, at that time there would be a larger body of works to be protected. But, in the meantime, those works would not be subject to any remedies in the United States.
It would seem to me that that might have some merit to it. Deny remedies in the meantime, but make the works available from now on for copyright protection and whatever remedies the subsequent treaty would provide.
Mr. KAMINSTEIN This sounds a little complicated, but I think some simplification would be worth considering here. (pp. 191-192)
. . .
Panel Discussion & Comments (Part 2)
Authors' League
2/15/63
Authors’ League of America: At common law the author has the exclusive rights to publish, copy, perform, and otherwise present his work to the public, and to prevent anyone else from doing so-after, as well as before, it has been disseminated by performance, broadcast, or other means. Notice of copyright, registration, and other formalities are not required. And these common law rights are exclusively the author's--they are not subject to any limitations or exceptions (as they are under the statute) ; the author does not surrender rights to others so they can present his work publicly for their benefit (not his) ;he is not compelled to license rights at fixed rates. These rights are "immune from limitations on the scope of statutory protection"
. . .
(a) We believe that notice of copyright should not be required if the system of "life plus 50 years" were adopted. It has never been required for copyright protection in most other countries. It is not required at common law.
Panel Discussion & Comments (Part 2)
Brown
2/15/63
Ralph S. Brown: The report also maintains the firm foundation of our system that statutory copyright is not automatic on creation or dissemination or publication. It is a privilege which the author may freely claim, but one which he must assert clearly enough so that the public will know what is in the public domain and what is not. The most effective way of doing this Is by a dated notice of copyright, but there are obvious difficulties about affixing such a notice to works, such as broadcasts, that are either heard and not seen, as in radio, or if they are visually perceptible, as in television, are ephemerally seen by the viewer. The third leg of what turns out to be a rather shaky stool is the report's preference for continuing a term of years as the measure of duration, renewable for a longer term. Each leg of the stool-public dissemination as the basis for inception of copyright; an affirmative claim of copyright as essential to protection; a period of duration that releases most works to the public domain in a relatively short time-is solid enough; but the finished product is unstable.
This is so largely because it must rest on two awkward bumps in the Universal Copyright Convention-the third paragraph of article IV.2 and article VI. In the case of a state which, like the United States, does not compute duration by the life of the author plus a term of years, article IV requires a term of not less than 25 years from registration or publication; and article VI defines publication in classical terms-the distribution of tangible copies, readable or otherwise visually perceptible.
All this is made clear enough in the report, as are the solutions which attempt to bring dissemination without publication into the statutory scheme, and, at the same time, to satisfy the UCC requirements as to duration, and our American ideas about notice. I will not comment in detail on the proposed solutions, because the restatement of the problem has been too lengthy already; but I have to observe that they seem to me complicated and awkward. I am also struck by the complexity of the proposals for transition to a lengthened second term of 48 years. This is to some extent a separate matter from the difficulties outlined above; I note only in passing that the period of transition, which in many cases will have the practical effect of dividing the total term into three parts, will continue for a long time.
What is the way out of these difficulties, short of attempting to change the UCC? I suggest that, though I share the preferences of the report for a fixed term of years, it may have to be abandoned for human (as distinct from corporate) authors. The UCC requirement of a term not less than life plus 25 years (IV.2., first paragraph) was made attractive by a presumably deliberate omission of any definition of the mode of inception. It can, I take it, be easily assimilated to any conventional mode-dissemination, publication, registration. This bait may be too tempting to resist. My other hasty suggestion is that we ought to think more about the question of requiring a claim of copyright-something akin to the printed notice-upon any kind of dissemination. If the public is entitled to be advised that a printed work is subject to copyright, there seems to be some merit in applying the same criterion to other works. (265-266)
Panel Discussion & Comments (Part 2)
Derenberg
2/15/63
Walter Derenberg
3. Even in the light of the U.C.C., it would still be desirable to assimilate our copyright law to the laws prevailing in the great majority of other nations, so that ultimately perhaps a fusion of the U.C.C. and the Berne Convention may become a reality.
(e) I do not believe there should be any difference. whatever with regard to the notice requirements as between foreign and domestic works. In other words, I agree that the UCC. notice should be acceptable for domestic purposes. both with regard to form and position, but more than that. I think we may want to consider further relaxation of the present notice requirements when it comes to articles such as earrings, artistic features of textile, glassware, etc. Under the trademark law we us•e to have a rigid requirement of affixation of the trademark to the article itself but now permit the trademark and the notice to appear on containers, receptacles, and "displays associated with" the product. I believe that a similar relaxation of the notice requirements of the copyright law would be desirable in order to eliminate some of the technical defenses so frequently raised in this type of case, witness, for instance, the second circuit decision in Ideal Toy.
Panel Discussion & Comments (Part 2)
Levitas
2/15/63
Elliot Levitas- “As you know, Article 4(2) of the 1948 (Brussels) text of the Berne Convention states that "the enjoyment and the exercise of these rights shall not be subject to any formality . . ." Article 4(2) of the 1928 (Rome) text of the Berne Convention is substantially identical. There is no proposed change in the text of Article 4(2) for the 1967 Stockholm Revision Conference.
In Europe, Member States of the Berne Union include Austria, Belgium, Bulgaria, Czechoslovakia, Denmark, Finland, France, Germany, Greece, Holy See, Hungary, Ireland, Italy, Japan, Liechtenstein, Luxemburg, Monaco, Netherlands, Norway, Poland, Portugal, Rumania, Spain, Sweden, Switzerland, United Kingdom and Yugoslavia.
In South America, our impression is that the trend is away from requiring a "copyright notice". For example the new Venezuela Copyright Law ("Gaceta Oficial" of 3 January 1963) assures copyright in a work "by the sole fact of its creation" (Art. 5). Cf., also, Art. 9 of the new Peruvian Copyright Law ("El Peruano" of 3 November 1961: "copyright stems from the actual creation of the work, without need for registration, deposit or any other formality . . .") and Art. 2 of the new El Salvador Copyright Law ("Diario Oficial" of 17 September 1963: "The creation of an intellectual or artistic work enjoys, in respect thereof, by the fact of its creation, a right of exclusive property, opposable to all other persons."). We are not aware of any new South American laws which condition copyright on a proper "copyright notice".
U.C.C. "copyright notice" provisions were a compromise between the Berne Union and American systems and European support of Article III was based on the fact that American acceptance of the U.C.C. would result in a decrease in formalities under American law, and would not increase formalities for Berne Union Members, due to the "safeguard clauses". (cf. "Records of the Intergovernmental Copyright Conference", pp. 77,123-124). It is equally clear that the date of publication becomes a less significant element of the "copyright notice" when protection is based on the life of the author rather than the date of publication. (p. 387)
Preliminary Draft & Discussion (Part 3)
7/20/64
Preliminary Draft and Discussion (Part 3) (7/20/64 [Issued])
Preliminary Draft & Discussion (Part 3)
Levitas
7/20/64
Comment of Elliot Levitas
You will recall that last week in Washington, following the Copyright Revision Panel Meeting, we discussed an article which appeared in the October 16th issue of Variety ascribing to the Copyright Office the statement that the trend in Europe, Africa, and South America was towards the use of copyright notice and that any attempt to abandon copyright notice would be "a step backward." Although it is our understanding that no one in the Copyright Office actually made such a statement at the Copyright Revision Panel Meeting as ascribed to it by the Variety article, we want to go on record, nonetheless, as disagreeing with the substance of that statement.
As you know, Article 4(2) of the 1948 (Brussels) text of the Berne Convention states that "the enjoyment and the exercise of these rights shall not be subject to any formality . . ." Article 4(2) of the 1928 (Rome) text of the Berne Convention is substantially identical. There is no proposed change in the text of Article 4(2) for the 1967 Stockholm Revision Conference.
U.C.C. "copyright notice" provisions were a compromise between the Berne Union and American systems and European support of Article III was based on the fact that American acceptance of the U.C.C. would result in a decrease in formalities under American law, and would not increase formalities for Berne Union Members, due to the "safeguard clauses". (cf. "Records of the Intergovernmental Copyright Conference", pp. 77,123-124).
It is equally clear that the date of publication becomes a less significant element of the "copyright notice" when protection is based on the life of the author rather than the date of publication (pp386-87)
Further Panel Discussion (Part 4)
12/1/64
Further Panel Discussion and Comments (Part 4) (12/1/64 [Issued])
Further Panel Discussion (Part 4)
Goldman
12/1/64
Goldman: Subsection (c) of section 24, dealing with position, adopts the rule in the Universal Copyright Convention, the first sentence saying: "The notice shall be placed.., in such manner and location as to give reasonable notice of the claim of copyright." The second sentence authorizes the Register to specify in regulations examples of acceptable positions of the notice, but makes it clear that the Register's specification is not to be considered exhaustive.
Further Panel Discussion (Part 4)
Levitas
12/1/64
Levitas: When we get to the question of notice, I assume that the notice will still relate to questions of publication. On the other hand, as I understand its purpose (and leaving aside its benefits or disadvantages), one of the arguments in favor of a notice provision is that it enables any user, or any person coming in contact with the work bearing copyright notice, to have some clear understanding as to when the copyright will expire. Now, if there's no requirement as to including the year of creation in the notice once a work is published (assuming it was published more than 25 years after its creation) a question might arise as to whether or not the notice provision is adequately serving its purpose-or at least one of the advantages which has been argued in its favor. Similarly, a U.C.C. question as to notice would be involved there. But, addressing myself primarily to this question of term, I think the question raised by Spence Olin earlier is something which cannot he ignored by this group. I am addressing myself now to the political considerations involved. It seems that most of the discussions of copyright and copyright revision have been conducted-necessarily so--by a group of people who are intimately familiar with its background, With its operation, and with its effect. However, ultimately this question of term, and the question of copyright revision completely, will be resolved by Congressmen and Senators. (p. 32)
Further Panel Discussion (Part 4)
Waldheim
12/1/64
Waldheim. Sections 24 to 28 preserve, with some modifications, the requirement of a notice of copyright as a condition of copyright protection. As in the past, this bill builds a platform to sustain the author's copyright and then, by the requirement of a copyright notice, builds in a trapdoor through which the copyright can be lost. Why? The first element in the copyright notice is a word or symbol to indicate that copyright is claimed. Can we not assume, as nearly all the other countries of the world assume, that the creator of an original work does not intend to dedicate it to the public? If he does intend to dedicate it, the law could provide that this may be accomplished by inserting a notice reading "Copyright disclaimed." Just because the author or his publisher may forget to insert a copyright notice, or because the notice is in the wrong place or in the wrong form, why should the author forfeit the results of his labor.
Karp In the third line of section 24(a) we find what appears to me to be a departure from the present law: the requirement that. the notice appear on the work published either here or abroad. Now, an American author or an American publisher who has the publishing rights and licenses their publication abroad cannot control compliance by a foreign publisher with the United States copyright law. And, unless I read the section incorrectly, if a foreign publisher who has got a right to publish a book in France or England or someplace else breaches his contract by failing to put the notice in his edition, this can forfeit the United States copyright.
I had always thought that copyright was a matter of territorial law: that our copyright law shouldn't reach beyond our borders, and that nobody else's law should reach here. For that reason, and for the very practical reason that many occasions arise in which compliance with the law cannot be compelled from within our borders, I don't, see the advantage or the fairness of staking the existence of a copyright on somebody else's failure to comply with the United States copyright law, whether it be in France, or Afghanistan, or anyplace else. (p79)
Further Panel Discussion (Part 4)
Diamond
12/1/64
Comment of Sydney A. Diamond
My feelings are strongly against formalities, particularly the copyright notice. I see no reason why the general understanding of anyone dealing with literary or artistic property should not be that it probably belongs to somebody. That is the general approach with regard to tangible personal property; I see no reason for distinguishing intangible personal property. Indeed, this is the standard approach in Berne Union countries, where, as you know, a copyright system has been in existence for many years without the requirement of any notice whatsoever. The prospective user has the burden of determining for himself whether any literary or artistic material is in the public domain; the presumption under which he must operate as a practical matter is that it is not free for use unless and until he can determine the contrary. Particularly if we go to a life-plus-years system, the determinative event will be the death of the author and this is something which, with rare exceptions, is readily determinable from reference sources. The notice then would serve no useful purpose.
I am aware of the argument that notice requirements are becoming more familiar to the copyright industries throughout the world due to the influence of the notice provision in the Universal Copyright Convention, and that notice requirements are even beginning to appear in foreign legislation. With all respect, I consider this a boot-strap type of argument. The fact that the overly technical requirements of the United States statute should have influenced the UCC and eventually some other countries does not support the view that we ought to continue the same or a similar system in our proposed new legislation in this country. (p 338)
Comment of Authors League of America Inc The requirement for notice in copies published abroad should be deleted. This is not in the present Act, it is unnecessary, and it would help defeat many copyrights. Authors and publishers cannot control the actions of foreign publishers. It is also poor practice to impose such conditions on foreign publication as a condition for American copyright protection. American authors and publishers could be subjected to many difficult requirements abroad, of other countries followed this example. (p317)
Further Panel Discussion (Part 4)
Kellman
12/1/64
Kellman. With all due respect to Mr. Kaye, whose opinions I have always found valuable and interesting, I should like to take issue with what I may call "the scrap of paper philosophy'-the fear of having everything written become entitled to protection. In Europe, where notice is not required except for the U.C.C. requirements, there apparently has been no trouble because of the fact that untold quantities of paper become entitled to copyright protection. If anything that is written is of no value, then no one wants to use it--except possibly those uses that could be made anyhow on the ground of fair use. If it is of value then it should be protected, and the author or the owner should have the right to decide. I would rather have too many writings protected in theory, even though no one gives a darn or wants to use them, than to create requirements that will inevitably create Pitfalls. (90)
Duration
Foreign and comparative influence on the 1976 Copyright Act
Unitary system for published and unpublished works; when protection begins and how long it lasts.
Manufacturing Clause
Foreign and comparative influence on the 1976 Copyright Act.
Overview of the drafting history
Note that while the manufacturing clause does have to do with International Treaties, there are other international and foreign trade issues that tend to dominate the conversation, especially in the later stages of the legislative process when more congressmen and executive officials are involved and commenting.
In S. 3008 as of 7/20/64, Change Note: Bill drops register’s recommendation to eliminate manufacturing clause and related import restrictions. There will be a manufacturing clause in future bill. Increases number of copies from 1500 to 3500. While many experts from the panel (Karp, Upton, Cary, Derenberg) and publishers and authors are against retaining the clause, it seems that many stakeholders from the printing industry/unions stress concerns about protecting the American industry. In 1965, the department of state suggests the revisions to the manufacturing clause do liberalize it in a way that may “minimize its impact on trade in books originating in other countries.”
In H.R. 4347 as of 10/12/66, 3500 copy limit reduced to 2000. Clarifications as to copies made from typeset or plates made in the US, and copies in photoengraving and lithographic processes performed in the US.
In S. 543 as of 12/10/1969, the language is changed to exempt manufacturing in Canada. In 1965, Robert W. Frase on behalf of the American Book Publishers Council and the American Textbook Publishers Institute had brought up issues about the impact on Canada and U.S.-Canada relationships. Again this seems to have less to do with international law than with foreign relations and trade
In 1976, a 5 year sunset period is added to the statute and more exceptions are added to the manufacturing clause.
Manufacturing clause was formally repealed upon its expiration in 1986 (it formally expired in 1982 but there was a 4 year extension passed then). Then Berne accession came in 1988.
The following legislative-history evidence bears on both §601 and §602 below.
Exclusive Rights
Public performance right and its limitations; photocopying by libraries; jukebox exemption; ephemeral recordings; compulsory license of mechanical rights.
Encoding translated to table structure — zero red font; text verbatim (OCR preserved).
Ownership
TBD
